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Chapter 7 - The Americas

Chapter 7 - The Americas

Participation in the Americas

In its Preamble, the Charter of the Organization of American States (OAS) (1948) makes an important statement concerning national decision-making by concluding that representative democracy is an indispensable condition for the stability, peace and development of the region. In Article 2(b) of the OAS Charter, the promotion and consolidation of representative democracy is identified as an essential purpose of the OAS. The OAS Charter (1948) makes reference to fundamental rights among the principles of the Organization (Article 3). The Organization adopted in 1948 the American Declaration on the Rights and Duties of Man. It defines the content of the fundamental rights referred to in the OAS Charter, and is the first international human rights instrument, pre-dating the UDHR by several months.

The Declaration provides for a right to participation, and also for a duty to vote. Voting is mandatory in a number of States in the region.

The American Declaration on the Rights and Duties of Man (1948)

Article XX.  Every person having legal capacity is entitled to participate in the government of his country, directly or through his representatives, and to take part in popular elections, which shall be by secret ballot, and shall be honest, periodic and free.

Article XXXII.  It is the duty of every person to vote in the popular elections of the country of which he is a national, when he is legally capable of doing so.

The two bodies in the Inter-American system responsible for the promotion and protection of human rights are the Inter-American Commission on Human Rights, created in 1959, and the Inter-American Court of Human Rights created by the American Convention on Human Rights. The Commission is responsible, inter alia, for receiving, analysing and investigating individual petitions which allege human rights violations. The Court is able to consider cases submitted to it by the Commission or States Parties. (See below, Human Rights Protection)

The Declaration was originally not intended to be binding. Both the Inter-American Court and the Inter-American Commission on Human Rights have held that, although originally adopted as a declaration and not as a legally binding treaty, the American Declaration is today a source of international obligations for the member States.

In 1969, the OAS adopted the American Convention on Human Rights. In its Article 23 it very much repeats the language of Article 25 of ICCPR, including the reference to ‘opportunity’. According to the case of Castañeda Gutman v. Mexico, the term ‘opportunity’: “implies the obligation to guarantee with positive measures that every person who is formally the titleholder of political rights has the real opportunity to exercise them. As the Court has previously indicated, it is essential that the State create optimum conditions and mechanisms to ensure that political rights can be exercised effectively, respecting the principle of equality and non-discrimination”.[1]

Article 23. American Convention on Human Rights (1969)

Right to Participate in Government

  1. Every citizen shall enjoy the following rights and opportunities:
  2. to take part in the conduct of public affairs, directly or through freely chosen representatives;
  3. to vote and to be elected in genuine periodic elections, which shall be by universal and equal suffrage and by secret ballot that guarantees the free expression of the will of the voters; and
  4. to have access, under general conditions of equality, to the public service of his country.
  5. The law may regulate the exercise of the rights and opportunities referred to in the preceding paragraph only on the basis of age, nationality, residence, language, education, civil and mental capacity, or sentencing by a competent court in criminal proceedings.

According to Article 3 of the Charter of the OAS, the essential elements of representative democracy include, inter alia, ‘respect for human rights and fundamental freedoms, access to and the exercise of power in accordance with the rule of law, the holding of periodic, free, and fair elections based on secret balloting and universal suffrage as an expression of the sovereignty of the people, the pluralistic system of political parties and organizations, and the separation of powers and independence of the branches of government’.

Elections are here embedded in a broader context of constitutional features. This is sustained by a provision on the right to vote and to participate in government in Article XX of the American Declaration of the Rights and Duties of Man (1948) and by the Inter-American Democratic Charter (2001).

Article 23 of the American Convention on Human Rights contains its own limitation clause. On the basis of this clause, the States Parties can, in national law, regulate the exercise of the rights and opportunities to participate in government on the basis of age, nationality, residence, language, education, civil and mental capacity, or sentencing by a competent court in criminal proceedings. Of these, some can be considered at odds with Article 25 of the ICCPR, which in its chapeau makes a reference to the principle of non-discrimination and to the prohibition of unreasonable restrictions. The language criterion could perhaps also be problematic in relation to Article 27 of the ICCPR and the recognition granted to linguistic minorities. If a State is party to the American Convention and the ICCPR at the same time, and chooses to use national legislation to create a legal limitation on the right of participation on grounds of language or education, it might be possible to argue that the national law is not in harmony with Article 25 of the ICCPR. The limitation related to mental capacity may also be seen as raising question of compatibility with CRPD.

In the Americas, human rights developed within the framework of the Organization of American States (OAS), which was established in 1948 through the adoption of the OAS Charter and the American Declaration of the Rights and Duties of Man.

Treaty Standards

Charter of the Organization of American States, (1948-1951) (amended in 1967, 1985, 1993)

Article 5

[…]

  1. J) the American States proclaim the fundamental rights of the individual without distinction as to race, nationality, creed or sex;.

Article 106

There shall be an Inter-American Commission on Human Rights, whose principal function shall be to promote the observance and protection of human rights and to serve as a consultative organ of the Organization in these matters.

An inter-American convention on human rights shall determine the structure, competence, and procedure of this Commission, as well as those of other organs responsible for these matters.

American Convention on Human Rights (1969-1979)

Ratification status

Article 13 Freedom of thought and expression

  1. Everyone shall have the right to freedom of thought and expression. This right shall include freedom to seek, receive, and impart information and ideas of all kinds, regardless of frontiers, either orally, in writing, in print, in the form of art, or through any other medium of one’s choice.
  2. The exercise of the right provided for in the foregoing paragraph shall not be subject to prior censorship but shall be subject to subsequent imposition of liability, which shall be expressly established by law to the extent necessary in order to ensure:
  3. a) respect for the rights or reputations of others; or
  4. b) the protection of national security, public order, or public morals.
  5. The right of expression may not be restricted by indirect methods or means, such as the abuse of government or private controls over newsprint, radio broadcasting frequencies, or equipment used in the dissemination of information, or by any other means tending to impede the communication and circulation of ideas and opinions. [...]
  6. Any propaganda for war and any advocacy of national, racial or religious hatred that constitute incitement to lawless violence or to any other similar illegal action against any person or group of persons on any grounds including those of race, colour, religion, language, or national origin shall be considered as offences punishable by law.

Article 14 Right of reply

  1. Anyone injured by inaccurate or offensive statements or ideas disseminated to the public in general by a legally regulated medium of communication has the right to reply or make a correction using the same communications outlets, under such conditions as the law may establish. [...]

Article 15 Right of assembly

The right of peaceful assembly, without arms, is recognised. No restrictions may be placed on the exercise of this right other than those imposed in conformity with the law and necessary in a democratic society in the interest of national security, public safety or public order, or to protect public health or morals or the rights or freedoms of others.

Article 16 Freedom of association

  1. Everyone has the right to associate freely for ideological, religious, political, economic, labour, social, cultural, sports, or other purposes.
  2. The exercise of this right shall be subject only to such restrictions established by law as may be necessary in a democratic society, in the interest of national security, public safety or public order, or to protect public health or morals or the rights and freedoms of others.
  3. The provisions of this article do not bar the imposition of legal restrictions, including even deprivation of the exercise of the right of association, on members of the armed forces and the police.

Article 23 Right to participate in government

  1. Every citizen shall enjoy the following rights and opportunities:
  2. a) to take part in the conduct of public affairs, directly or through freely chosen representatives;
  3. b) to vote and to be elected in genuine periodic elections, which shall be by universal and equal suffrage and by secret ballot that guarantees the free expression of the will of the voters; and
  4. c) to have access, under general conditions of equality, to the public service of his country.
  5. The law may regulate the exercise of the rights and opportunities referred to in the preceding paragraph only on the basis of age, nationality, residence, language, education, civil and mental capacity, or sentencing by a competent court in criminal proceedings.

Inter-American Convention Against Corruption (1996-1997)

Ratification status

Article III Preventive Measures

For the purposes set forth in Article II of this Convention, the States Parties agree to consider the applicability of measures within their own institutional systems to create, maintain and strengthen:

  1. Standards of conduct for the correct, honorable, and proper fulfillment of public functions. These standards shall be intended to prevent conflicts of interest and mandate the proper conservation and use of resources entrusted to government officials in the performance of their functions. These standards shall also establish measures and systems requiring government officials to report to appropriate authorities acts of corruption in the performance of public functions. Such measures should help preserve the public’s confidence in the integrity of public servants and government processes.
  2. Mechanisms to enforce these standards of conduct.
  3. Instruction to government personnel to ensure proper understanding of their responsibilities and the ethical rules governing their activities. Systems for registering the income, assets and liabilities of persons who perform public functions in certain posts as specified by law and, where appropriate, for making such registrations public.
  4. [...]
  5. Systems of government hiring and procurement of goods and services that assure the openness, equity and efficiency of such systems.
  6. Government revenue collection and control systems that deter corruption.
  7. Laws that deny favorable tax treatment for any individual or corporation for expenditures made in violation of the anticorruption laws of the States Parties.
  8. Systems for protecting public servants and private citizens who, in good faith, report acts of corruption, including protection of their identities, in accordance with their Constitutions and the basic principles of their domestic legal systems.
  9. Oversight bodies with a view to implementing modern mechanisms for preventing, detecting, punishing and eradicating corrupt acts.
  10. Deterrents to the bribery of domestic and foreign government officials, such as mechanisms to ensure that publicly held companies and other types of associations maintain books and records which, in reasonable detail, accurately reflect the acquisition and disposition of assets, and have sufficient internal accounting controls to enable their officers to detect corrupt acts.
  11. Mechanisms to encourage participation by civil society and nongovernmental organizations in efforts to prevent corruption.
  12. The study of further preventive measures that take into account the relationship between equitable compensation and probity in public service.

Article VI Acts of Corruption

  1. This Convention is applicable to the following acts of corruption:
  2. The solicitation or acceptance, directly or indirectly, by a government official or a person who performs public functions, of any article of monetary value, or other benefit, such as a gift, favor, promise or advantage for himself or for another person or entity, in exchange for any act or omission in the performance of his public functions;
  3. The offering or granting, directly or indirectly, to a government official or a person who performs public functions, of any article of monetary value, or other benefit, such as a gift, favor, promise or advantage for himself or for another person or entity, in exchange for any act or omission in the performance of his public functions;
  4. Any act or omission in the discharge of his duties by a government official or a person who performs public functions for the purpose of illicitly obtaining benefits for himself or for a third party;
  5. The fraudulent use or concealment of property derived from any of the acts referred to in this article; and
  6. Participation as a principal, coprincipal, instigator, accomplice or accessory after the fact, or in any other manner, in the commission or attempted commission of, or in any collaboration or conspiracy to commit, any of the acts referred to in this article. [...]

Article XI Progressive Development

  1. In order to foster the development and harmonization of their domestic legislation and the attainment of the purposes of this Convention, the States Parties view as desirable, and undertake to consider, establishing as offenses under their laws the following acts:
  2. The improper use by a government official or a person who performs public functions, for his own benefit or that of a third party, of any kind of classified or confidential information which that official or person who performs public functions has obtained because of, or in the performance of, his functions;
  3. The improper use by a government official or a person who performs public functions, for his own benefit or that of a third party, of any kind of property belonging to the State or to any firm or institution in which the State has a proprietary interest, to which that official or person who performs public functions has access because of, or in the performance of, his functions;

Inter-American Convention on the elimination of all forms of discrimination against persons with disabilities (1999-2001)

Ratification status

Article ii

The objectives of this Convention are to prevent and eliminate all forms of discrimination against persons with disabilities and to promote their full integration into society.

Article iii

To achieve the objectives of this Convention, the States parties undertake:

  1. To adopt the legislative, social, educational, labor-related, or any other measures needed to eliminate discrimination against persons with disabilities and to promote their full integration into society, including, but not limited to:
  2. Measures to eliminate discrimination gradually and to promote integration by government authorities and/or private entities in providing or making available goods, services, facilities, programs, and activities such as employment, transportation, communications, housing, recreation, education, sports, law enforcement and administration of justice, and political and administrative activities;
  3. Measures to ensure that new buildings, vehicles, and facilities constructed or manufactured within their respective territories facilitate transportation, communications, and access by persons with disabilities;

Inter-American Convention against Racism, Racial Discrimination and Related Forms of Intolerance (2013-2017)

Ratification status

CHAPTER I Definitions

Article 1

For purposes of this Convention:

  1. Racial discrimination shall mean any distinction, exclusion, restriction, or preference, in any area of public or private life, the purpose or effect of which is to nullify or curtail the equal recognition, enjoyment, or exercise of one or more human rights and fundamental freedoms enshrined in the international instruments applicable to the States Parties.

Racial discrimination may be based on race, color, lineage, or national or ethnic origin.

  1. Indirect racial discrimination shall be taken to occur, in any realm of public and private life, when a seemingly neutral provision, criterion, or practice has the capacity to entail a particular disadvantage for persons belonging to a specific group based on the reasons set forth in Article 1.1, or puts them at a disadvantage, unless said provision, criterion, or practice has some reasonable and legitimate objective or justification under international human rights law.
  2. Special measures or affirmative action adopted for the purpose of ensuring equal enjoyment or exercise of one or more human rights and fundamental freedoms of groups requiring such protection shall not be deemed racial discrimination provided that such measures do not lead to the maintenance of separate rights for different groups and are not continued once their objectives have been achieved.

CHAPTER II - Protected Rights

Article 2

Every human being is equal under the law and has a right to equal protection against racism, racial discrimination, and related forms of intolerance in any sphere of life, public or private.

Article 3

Every human being has the right to the equal recognition, enjoyment, exercise, and protection, at both the individual and collective levels, of all human rights and fundamental freedoms enshrined in their domestic law and in international law applicable to the States Parties.

CHAPTER III - Duties of the State

Article 4

The states undertake to prevent, eliminate, prohibit, and punish, in accordance with their constitutional norms and the provisions of this Convention, all acts and manifestations of racism, racial discrimination, and related forms of intolerance, including:

  1. Public or private support provided to racially discriminatory and racist activities or that promote intolerance, including the financing thereof.
  2. Publication, circulation or dissemination, by any form and/or means of communication, including the internet, of any racist or racially discriminatory materials that:
  3. Advocate, promote, or incite hatred, discrimination, and intolerance.

[...]

vii. distinction, exclusion, restriction, or preference applied to persons, because of their status as victims of multiple or aggravated discrimination, the purpose or result of which is to deny or impair the equal recognition, enjoyment, exercise, or protection of rights and fundamental freedoms.

viii. Any racially discriminatory restriction on the enjoyment of the human rights enshrined in applicable international and regional instruments and in the jurisprudence of inter- national and regional human rights courts, particularly those applicable to minorities or groups that are in vulnerable situations and subject to racial discrimination.

  1. Any restriction or limitation on the use of the language, traditions, customs, and culture of persons in public or private activities.

Article 5

The States Parties undertake to adopt the special policies and affirmative actions needed to ensure the enjoyment or exercise of rights and fundamental freedoms of persons or groups that are subject to racism, racial discrimination, and related forms of intolerance for the purpose of promoting equitable conditions for equal opportunity, inclusion, and progress for such persons or groups. Such measures or policies shall not be considered discriminatory or incompatible with the purpose or intent of this Convention, shall not lead to maintaining separate rights for different groups, and shall not be continued beyond a reasonable period or after that objective has been achieved.

Article 6

The States Parties undertake to formulate and implement policies the purpose of which is to provide equitable treatment and generate equal opportunity for all persons in accordance with the scope of this Convention, including policies of an educational nature, labor or social measures, or any other kind of promotional policies and the dissemination of legislation on the subject by all possible means, including the mass media and the internet.

[...]

Article 10

The States Parties undertake to ensure that the victims of racism, racial discrimination, and related forms of intolerance receive equitable and non-discriminatory treatment, equal access to the justice system, expeditious and effective proceedings, and fair compensation in the civil or criminal sphere, as applicable.

CHAPTER V - General Provisions

Article 16. Interpretation

  1. No provision of this Convention shall be interpreted as restricting or limiting a domestic law of any State Party that affords protections and guarantees equal to or greater than those established in this Convention.
  2. Nothing in this Convention shall be interpreted as restricting or limiting international human rights conventions that afford equal or greater protections in this regard.

Non-treaty Standards

American Declaration of the Rights and Duties of Man, 1948

Article IV.

Every person has the right to freedom of investigation, of opinion, and of the expression and dissemination of ideas, by any medium whatsoever.

Article XX.

Every person having legal capacity is entitled to participate in the government of his country, directly or through his representatives, and to take part in popular elections, which shall be by secret ballot, and shall be honest, periodic and free.

Article XXI.

Every person has the right to assemble peaceably with others in a formal public meeting or an informal gathering, in connection with matters of common interest of any nature.

Article XXII.

Every person has the right to associate with others to promote, exercise and protect his legitimate interests of a political, economic, religious, social, cultural, professional, labour union or other nature.

Article XXVIII.

The rights of man are limited by the rights of others, by the security of all, and by the just demands of the general welfare and the advancement of democracy.

Article XXXII.

It is the duty of every person to vote in the popular elections of the country of which he is a national, when he is legally capable of doing so.

Article XXXIV.

It is likewise his duty to hold any public office to which he may be elected by popular vote in the state of which he is a national.

Article XXXVIII.

It is the duty of every person to refrain from taking part in political activities that, according to law, are reserved exclusively to the citizens of the state in which he is an alien.

Inter-American Democratic Charter, 2001

Article 2

The effective exercise of representative democracy is the basis for the rule of law and of the constitutional regimes of the member states of the Organization of American States. Representative democracy is strengthened and deepened by permanent, ethical, and responsible participation of the citizenry within a legal framework conforming to the respective constitutional order.

Article 3

Essential elements of representative democracy include, inter alia, respect for human rights and fundamental freedoms, access to and the exercise of power in accordance with the rule of law, the holding of periodic, free, and fair elections based on secret balloting and universal suffrage as an expression of the sovereignty of the people, the pluralistic system of political parties and organizations, and the separation of powers and independence of the branches of government.

Article 5

The strengthening of political parties and other political organizations is a priority for democracy. Special attention will be paid to the problems associated with the high cost of election campaigns and the establishment of a balanced and transparent system for their financing.

Article 6

It is the right and responsibility of all citizens to participate in decisions relating to their own development. This is also a necessary condition for the full and effective exercise of democracy. Promoting and fostering diverse forms of participation strengthens democracy.

[...]

Article 23

Member states are responsible for organizing, conducting, and ensuring free and fair electoral processes.

Member states, in the exercise of their sovereignty, may request that the Organization of American States provide advisory services or assistance for strengthening and developing their electoral institutions and processes, including sending preliminary missions for that purpose.

[...]

Article 28

States shall promote the full and equal participation of women in the political structures of their countries as a fundamental element in the promotion and exercise of a democratic culture.

Human rights protection in the Americas developed within the Organization of American States (OAS). It developed through several phases, and operates through a dual system.

The OAS Charter did not originally foresee a specialised human rights institution. The Inter-American Commission on Human Rights (IAComHR) was created in 1959 following the 5th Meeting of Consultation of Ministers of Foreign Affairs, with the purpose to protect human rights and the competence to issue recommendations to governments, make country reports and receive reports from States. The first report was on Cuba, and resulted in the exclusion of Cuba from the OAS in 1962. The IAComHR was included in the OAS Charter in 1967 following the Buenos Aires Protocol, which also called for the adoption of a human rights convention.

The adoption of the American Convention on Human Rights in 1969, which entered into force in 1978, reshaped the system. The Convention was ratified by 25 of the 34 OAS member States.[2] The Convention has currently 23 State parties, since the denunciation of Trinidad and Tobago in 1998 and of Venezuela in 2012.

The Convention creates the Inter-American Court of Human Rights (1979, San José, Costa Rica). All parties to the Convention have accepted the jurisdiction of the Court except Dominica, Grenada, and Jamaica. 

These successive phases of development have shaped a dual system:

  • before the American Convention (1969), the Commission applied the American Declaration to all OAS Member States.
  • Once a Member State becomes a party to the American Convention, it is the Convention, not the declaration that becomes the source of law; the Declaration remains the relevant instrument for the Member States that have not ratified the Convention.

The Inter-American Court of Human Rights has an advisory role and an adjudicatory role. It provides opinions on the interpretation of the Convention, and on compatibility of legislation at the request of states parties. The adjudicatory role operates as follows: the Court can consider cases submitted to it by a State party to the Convention or by the Inter-American Commission (if the defending State is a party to the Convention). Any person or group of persons, or NGO[3] may lodge petitions to the Commission containing denunciations or complaints of violation by a State party. 

  • If the petition is admissible, the Commission may seek a friendly settlement.
  • If it fails, it can investigate whether the violation exists, and if that is the case, it draws up a report containing conclusions and recommendations sent to the State and the authors of the petition. This can lead to a friendly settlement.

For OAS member States that are not party to the ACHR (procedure based on the OAS Charter)

  • If the friendly settlement fails, the procedure ends with the conclusions and decision of the Commission.
  • The decision can be published, but is not legally binding. There is no enforcement mechanism.

For OAS Member State party to ACHR (procedure based on the 1969 Convention)

  • If friendly settlement fails, and for States parties to the Convention who have accepted the contentious jurisdiction of the Court, the Commission can forward the case to the Court.
  • The Court can order compensatory payments to victims, and requests states to report back about implementation.

 

[1] Case of Castañeda Gutman v. Mexico, Inter-Am. Ct of HR, 6 August 2008, para.145. For other references to “opportunity”, see Yatama v. Nicaragua (Inter-Am. CtHR, Jdg. of 23 June 2005) and López Mendoza v. Venezuela (Inter-Am.CtHR, Jdg. of 1 Sep. 2011).

[2] As of January 2022, the United States, Canada, Antigua and Barbuda, the Bahamas, Belize, Grenada, Guyana, St Kitts & Nevis, St Lucia and St Vincent & the Grenadines are not party to the Convention.

[3] This form of Actio Popularis does not exist in the ECtHR system.